Filing Details

Accession Number:
0000950103-12-000047
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-01-04 20:06:20
Reporting Period:
2011-09-16
Filing Date:
2012-01-04
Accepted Time:
2012-01-04 20:06:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
716006 Yrc Worldwide Inc. YRCW Trucking (No Local) (4213) 480948788
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
844150 Plc Group Scotland Of Bank Royal 36 St. Andrew Square
Edinburgh X0 EH12 1HQ
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share ("Common Stock") Disposition 2011-09-16 5,000,000 $0.09 23,088,024 No 4 S Indirect See footnote
Common Stock Disposition 2011-09-16 2,000,000 $0.07 21,088,024 No 4 S Indirect See footnote
Common Stock Disposition 2011-09-19 1,959,227 $0.08 19,128,797 No 4 S Indirect See footnote
Common Stock Disposition 2011-09-20 111,677 $0.07 19,017,120 No 4 S Indirect See footnote
Common Stock Disposition 2011-09-21 928,800 $0.07 18,088,320 No 4 S Indirect See footnote
Common Stock Disposition 2011-09-26 1,474,687 $0.06 16,613,633 No 4 S Indirect See footnote
Common Stock Disposition 2011-09-27 8,000,000 $0.06 8,613,633 No 4 S Indirect See footnote
Common Stock Disposition 2011-09-28 1,475,637 $0.05 7,137,996 No 4 S Indirect See footnote
Common Stock Disposition 2011-09-29 652,769 $0.05 6,485,227 No 4 S Indirect See footnote
Common Stock Disposition 2011-09-30 2,000,000 $0.05 4,485,227 No 4 S Indirect See footnote
Common Stock Disposition 2011-10-03 929,499 $0.05 3,555,728 No 4 S Indirect See footnote
Common Stock Disposition 2011-10-04 1,826,989 $0.04 1,728,739 No 4 S Indirect See footnote
Common Stock Disposition 2011-10-05 1,725,000 $0.04 3,739 No 4 S Indirect See footnote
Common Stock Disposition 2011-10-05 4,000,000 $0.04 0 No 4 S Indirect See footnote
Common Stock Disposition 2011-10-06 1,000,000 $0.05 0 No 4 S Indirect See footnote
Common Stock Acquisiton 2011-10-13 27,506,556 $0.00 22,510,295 No 4 C Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 C Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 10% Series B Convertible Senior Secured Notes Due 2015 Disposition 2011-10-13 1,207,341 $0.00 27,506,556 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,144,523 2011-09-16 2015-03-31 No 4 C Indirect
Footnotes
  1. All of the securities reported are owned directly by The Royal Bank of Scotland plc ("RBS"). All of the shares of RBS are owned by The Royal Bank of Scotland Group plc ("RBSG"). Each of RBS and RBSG disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. This form is filed without prejudice to the reporting person's position that none of RBSG or RBS or any of their subsidiaries, individually or in the aggregate, are required to file beneficial ownership reports under Section 16(a) of the Securities Exchange Act of 1934, and should not be construed or interpreted as a concession or admission that such reports are required.
  2. The 10% Series B Convertible Senior Secured Notes Due 2015 ("Series B Notes") were converted at a rate of 16,187 shares of Common Stock per $1000 of Series B Notes in accordance with the terms thereof as described in the Registration Statement on Form S-1 filed with the Securities and Exchange Commission on September 23, 2011.