Filing Details

Accession Number:
0001209191-12-000371
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-01-03 16:08:53
Reporting Period:
2011-12-29
Filing Date:
2012-01-03
Accepted Time:
2012-01-03 16:08:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
87050 Neonode Inc NEON Electronic Components, Nec (3679) 941517641
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1409599 Thomas Bjorn Eriksson 2700 Augustine, Suite 100
Santa Clara CA 95054
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-12-29 240,000 $4.00 1,819,755 No 4 S Indirect Through Wireless Toys Sweden AB, a company owned by Mr.Eriksson
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Through Wireless Toys Sweden AB, a company owned by Mr.Eriksson
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Purchase Warrant $1.38 2010-10-15 2013-10-15 400,000 400,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-10-15 400,000 400,000 Direct
Footnotes
  1. On December 29, 2011, pursuant to an underwriting agreement among Neonode Inc ("the Company"), the selling shareholders named therein (including Mr. Eriksson), and Cowen and Company, LLC as underwriter (the "Underwriter"), Mr. Eriksson sold 240,000 of his outstanding shares of common stock in the company through full exercise of the Underwriter's over-allotment option to the Underwriter at a per share price of $4.00