Filing Details

Accession Number:
0000914317-12-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-01-03 11:29:36
Reporting Period:
2011-12-29
Filing Date:
2012-01-03
Accepted Time:
2012-01-03 11:29:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
33533 Espey Mfg & Electronics Corp ESP Electronic Components, Nec (3679) 141387171
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1200033 Carl Helmetag 330 Sea View
Riverside RI 02915
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock- $.33 1/3 Par Value Acquisiton 2011-12-29 250 $23.40 15,750 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock- $.33 1/3 Par Value 1,504 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $18.29 2009-02-21 2017-02-21 1,400 0 Direct
Common Stock Stock Option $21.54 2010-05-23 2018-05-23 1,400 0 Direct
Common Stock Stock Option $17.09 2011-02-20 2019-02-20 1,400 0 Direct
Common Stock Stock Option $19.20 2012-08-19 2020-08-19 1,600 0 Direct
Common Stock Stock Option $25.10 2013-08-26 2021-08-26 1,600 7,400 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-02-21 1,400 0 Direct
2018-05-23 1,400 0 Direct
2019-02-20 1,400 0 Direct
2020-08-19 1,600 0 Direct
2021-08-26 1,600 7,400 Direct
Footnotes
  1. SEP IRA account