Filing Details
- Accession Number:
- 0001209191-11-063448
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-29 18:25:26
- Reporting Period:
- 2011-12-27
- Filing Date:
- 2011-12-29
- Accepted Time:
- 2011-12-29 18:25:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1418862 | Kior Inc | KIOR | Industrial Organic Chemicals (2860) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1358507 | Ralph Alexander | 13001 Bay Park Road Pasadena TX 77507 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2011-12-27 | 25,884 | $1.98 | 25,884 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2011-12-27 | 25,884 | $9.83 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2011-12-28 | 14,542 | $1.98 | 14,542 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2011-12-28 | 14,542 | $9.14 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2011-12-29 | 5,746 | $1.98 | 5,746 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2011-12-29 | 5,746 | $8.78 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2011-12-27 | 25,884 | $0.00 | 25,884 | $1.98 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2011-12-28 | 14,542 | $0.00 | 14,542 | $1.98 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2011-12-29 | 5,746 | $0.00 | 5,746 | $1.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 204,986 | 2020-12-01 | No | 4 | M | Direct | |
| 190,444 | 2020-12-01 | No | 4 | M | Direct | |
| 184,698 | 2020-12-01 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan effective on December 22, 2011.
- These options vested and shall vest in 20 equal quarterly installments commencing on December 2, 2010.
Billionaire Hedge Funds
