Filing Details

Accession Number:
0001127602-11-033314
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-29 09:38:36
Reporting Period:
2011-12-28
Filing Date:
2011-12-29
Accepted Time:
2011-12-29 09:38:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1125259 Carnival Plc CUK Water Transportation (4400) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1334322 David Dingle Carnival Corporation
3655 Nw 87Th Ave
Miami FL 33178
Ceo, Carnival Uk No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2011-12-28 583 $33.08 45,803 No 4 A Direct
Ordinary Shares Disposition 2011-12-28 15,005 $33.08 30,798 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares 28 Indirect By Spouse
Footnotes
  1. Represents settlement of dividend equivalents accummulated during the restricted period of restricted stock or restricted stock unit award originally granted in 2008, which has now been released.
  2. These shares were sold upon the vesting of restricted stock units granted under the Company's 2005 Employee Share Plan. The plan administrator aggregated all shares to be sold by plan participants and sold the shares over a three-day period ending on December 28, 2011. The price reported in Column 4 is a weighted average price. Shares were sold in multiple transactions at prices between GBP21.52 and GBP20.90. The transaction was conducted in British Pounds. The sale price of GBP21.15 was converted into US$ at the December 28, 2011 conversion rate of GBP1 = USD1.564. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.