Filing Details
- Accession Number:
- 0001140361-11-059102
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-12-28 20:43:46
- Reporting Period:
- 2011-12-20
- Filing Date:
- 2011-12-28
- Accepted Time:
- 2011-12-28 20:43:46
- Original Submission Date:
- 2011-12-22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 96763 | Pulse Electronics Corp | PULS | Electronic Components, Nec (3679) | 231292472 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189819 | E Ralph Faison | C/O Pulse Electronics Corporation 12220 World Trade Drive San Diego CA 92128 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.125 Par Value Per Share | Disposition | 2011-12-20 | 619 | $3.01 | 209,913 | No | 4 | S | Direct | |
| Common Stock, $0.125 Par Value Per Share | Disposition | 2011-12-21 | 4,100 | $3.06 | 205,813 | No | 4 | S | Direct | |
| Common Stock, $0.125 Par Value Per Share | Disposition | 2011-12-22 | 11,537 | $3.21 | 194,276 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- This amendment is filed to correct the transaction code reported on the Form 4 filed on December 22, 2011 from "P" to "S."
- The price reported in Column 4 is a weighted average price. These shares were purchased in two transactions at $3.01 (467 shares) and $3.02 (152 shares) per share pursuant to the reporting person's 10b5-1 Plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.01 to $3.11 per share pursuant to the reporting person's 10b5-1 Plan. The reporting person undertakes to provide to Pulse Electronics Corporation, any security holder of Pulse Electronics Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by him at each separate price on December 21, 2011.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.10 to $3.26 per share pursuant to the reporting person's 10b5-1 Plan. The reporting person undertakes to provide to Pulse Electronics Corporation, any security holder of Pulse Electronics Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by him at each separate price on December 22, 2011.
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