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Home > Insider Trading > Filing (0001209191-11-063147)

Filing Details

Accession Number:: 0001209191-11-063147
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-12-27 16:39:25
Reporting Period:: 2011-12-22

Filing Date:: 2011-12-27
Accepted Time:: 2011-12-27 16:39:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1098146	Patriot National Bancorp Inc	PNBK	National Commercial Banks (6021)	061559137

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1498203	A. Michael Carrazza	C/O Patriot National Bancorp, Inc. 900 Bedford Street Stamford CT 06901	Chairman	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-12-22	55,000	$1.50	55,000	No	4	P	Indirect	Solaia Capital Management Profit Sharing Plan FBO Michael A. Carrazza
Common Stock	Acquisiton	2011-12-22	1,539	$1.84	14,500	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Solaia Capital Management Profit Sharing Plan FBO Michael A. Carrazza
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	33,600,000	Indirect	By PNBK Holdings LLC

Footnotes

Mr. Carrazza is the managing member of PNBK Sponsor LLC, which is the managing member of PNBK Holdings LLC ("Holdings"); therefore, Mr. Carrazza may be deemed to indirectly beneficially own the shares directly owned by Holdings.