Filing Details

Accession Number:
0001209191-11-063063
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-23 18:54:11
Reporting Period:
2011-12-21
Filing Date:
2011-12-23
Accepted Time:
2011-12-23 18:54:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
866787 Autozone Inc AZO Retail-Auto & Home Supply Stores (5531) 621482048
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
860585 /Ct P L Partners Rbs 200 Greenwich Avenue
Greenwich CT 06830
No No Yes No
923727 Esl Partners, L.p. 200 Greenwich Avenue
Greenwich CT 06830
No No Yes No
1126396 Esl Investments Inc 200 Greenwich Avenue
Greenwich CT 06830
No No Yes No
1183200 S Edward Lampert 200 Greenwich Avenue
Greenwich CT 06830
No No Yes No
1249797 Rbs Investment Management Llc 200 Greenwich Avenue
Greenwich CT 06830
No No Yes No
1249801 Esl Institutional Partners Lp 200 Greenwich Avenue
Greenwich CT 06830
No No Yes No
1249806 Esl Investors Llc 200 Greenwich Avenue
Greenwich CT 06830
No No Yes No
Transaction Summary
Sold: 188,240 shares Avg. Price: $330.18 Total Value: $62,152,622.63
Number of Shares After Transactions: 1,949,079 shares
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2011-12-21 8,214 $330.02 3,624,117 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-12-21 11,878 $331.08 3,612,239 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-12-22 24,040 $329.12 3,588,199 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-12-22 1,379 $330.23 3,586,820 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-12-22 54 $331.06 3,586,766 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-12-23 50,530 $330.44 3,536,236 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-12-23 410 $331.05 3,535,826 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-12-21 3,762 $330.02 1,237,264 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-12-21 5,439 $331.08 1,231,825 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-12-22 7,318 $329.12 1,224,507 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-12-22 420 $330.23 1,224,087 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-12-22 16 $331.06 1,224,071 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-12-23 18,593 $330.44 1,205,478 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-12-23 151 $331.05 1,205,327 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-12-21 2 $330.02 872 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-12-21 3 $331.08 869 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-12-22 6 $329.12 863 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-12-23 13 $330.44 850 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-12-21 5,408 $330.02 1,999,683 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2011-12-21 7,821 $331.08 1,991,862 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2011-12-22 12,732 $329.12 1,979,130 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2011-12-22 731 $330.23 1,978,399 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2011-12-22 28 $331.06 1,978,371 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2011-12-23 29,056 $330.44 1,949,315 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2011-12-23 236 $331.05 1,949,079 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 2,000,000 Indirect See Footnotes
Footnotes
  1. This price represents the approximate weighted average price per share of common stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $330.00 to $330.15 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
  2. These Shares are held by ESL Partners, L.P. ("Partners").
  3. This Form 4 is filed on behalf of Mr. Lampert, ESL Investments, Inc. ("Investments"), Institutional, RBS Partners, L.P. ("RBS"), RBS Investment Management, L.L.C. ("RBSIM"), Partners and Investors. RBS is the general partner of Partners and the managing member of Investors. RBSIM is the general partner of Institutional. Investments is the general partner of RBS and Acres and the manager of RBSIM. Mr. Lampert is the Chairman, Chief Executive Officer and Director of Investments.
  4. This price represents the approximate weighted average price per Share, of sales that were executed at prices ranging from $331.00 to $331.34 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
  5. This price represents the approximate weighted average price per Share, of sales that were executed at prices ranging from $329.00 to $329.59 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
  6. This price represents the approximate weighted average price per Share, of sales that were executed at prices ranging from $330.00 to $330.74 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
  7. This price represents the approximate weighted average price per Share, of sales that were executed at prices ranging from $330.00 to $330.98 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
  8. This price represents the approximate weighted average price per Share, of sales that were executed at prices ranging from $331.00 to $331.08 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
  9. These Shares are held in an account established by the investment member of ESL Investors, L.L.C. ("Investors").
  10. These Shares are held by ESL Institutional Partners, L.P. ("Institutional").
  11. These Shares are held by Edward S. Lampert.
  12. These Shares are held by Acres Partners, L.P. ("Acres").