Filing Details

Accession Number:
0001209191-11-062940
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-22 20:34:37
Reporting Period:
2011-12-20
Filing Date:
2011-12-22
Accepted Time:
2011-12-22 20:34:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1235007 Endocyte Inc ECYT Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1267959 A Fred Middleton 400 S. El Camino Real, Suite 1200
San Mateo CA 94402
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-12-20 916 $3.18 75,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,017,304 Indirect By Sanderling Venture Partners V, L.P.
Common Stock 871,461 Indirect By Sanderling Venture Partners VI Co-Investment Fund, L.P.
Common Stock 267,491 Indirect By Sanderling Venture Partners V Co-Investment Fund, L.P.
Common Stock 249,148 Indirect By Sanderling V Biomedical, L.P.
Common Stock 162,170 Indirect By Sanderling V Biomedical Co-Investment Fund, L.P.
Common Stock 113,315 Indirect By Sanderling V Limited Partnership
Common Stock 149,003 Indirect By Sanderling Ventures Management V
Common Stock 100,828 Indirect By Sanderling V Beteiligungs GmbH & Co. KG
Common Stock 35,166 Indirect By Sanderling Ventures Management VI
Common Stock 10,049 Indirect By Sanderling VI Limited Partnership
Common Stock 8,434 Indirect By Sanderling VI Beteiligungs GmbH & Co. KG
Common Stock 785,417 Indirect By Sanderling V Strategic Exit Fund, L.P.
Footnotes
  1. Mr. Middleton disclaims beneficial ownership of the shares directly held by the entities affiliated with Sanderling except to the extent of his individual pecuniary interest therein.
  2. Fred Middleton is a managing director of Middleton, McNeil & Mills Associates V, LLC which has the ultimate voting and investment power over shares held of record by Sanderling V Beteiligungs GmbH & Co. KG, Sanderling V Biomedical Co-Investment Fund, L.P., Sanderling V Biomedical, L.P., Sanderling V Limited Partnership, Sanderling Venture Partners V, L.P., Sanderling Venture Partners VI Co-Investment Fund, L.P., Sanderling VI Beteiligungs GmbH and Co. KG, Sanderling VI Limited Partnership and Sanderling V Strategic Exit Fund, L.P. and he may be deemed to have voting and investment power over shares held of record by Sanderling V Beteiligungs GmbH & Co. KG, Sanderling V Biomedical Co-Investment Fund, L.P., Sanderling V Biomedical, L.P., Sanderling V Limited Partnership, Sanderling Venture Partners V, L.P., Sanderling Venture Partners VI Co-Investment Fund, L.P., Sanderling VI Beteiligungs GmbH and Co. KG, Sanderling V Strategic Exit Fund, L.P. and Sanderling VI Limited Partnership.
  3. Includes 217,800 shares purchased on December 20, 2011 and 217,800 shares purchased on December 21, 2011 by Sanderling Venture Partners VI Co-Investment Fund, L.P., as reported by that entity on a Form 4 filed with the Securities and Exchange Commission on December 22, 2011.
  4. Fred Middleton is a managing director of Middleton, McNeil & Mills Associate V, LLC which has the ultimate voting and investment power over shares held of record by Sanderling Venture Partners V Co-Investment Fund, L.P. and he may be deemed to have voting and investment power over shares of record by Sanderling Venture Partners V Co-Investment Fund, L.P.
  5. Fred Middleton is the owner of Sanderling Ventures Management V and Sanderling Ventures Management VI Partnership and he may be deemed to have voting and investment power over shares held of record by Sanderling Ventures Management V and Sanderling Ventures Management VI Partnership.
  6. Includes 2,200 shares purchased on December 20, 2011 and 2,200 shares purchased on December 21, 2011 by Sanderling Ventures Management VI, as reported by that entity on a Form 4 filed with the Securities and Exchange Commission on December 22, 2011.