Filing Details

Accession Number:
0001181431-11-061742
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-22 16:17:59
Reporting Period:
2011-12-20
Filing Date:
2011-12-22
Accepted Time:
2011-12-22 16:17:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
836106 Novellus Systems Inc NVLS Special Industry Machinery, Nec (3559) 770024666
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1343600 Timothy Archer 4000 North First Street
San Jose CA 95134
Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-12-20 11,750 $38.70 21,805 No 4 M Direct
Common Stock Disposition 2011-12-20 11,750 $40.11 10,055 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2011-12-20 11,750 $0.00 11,750 $38.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-12-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,615 Indirect By 401(k)
Common Stock 445 Indirect By Spouse
Footnotes
  1. Securities were sold pursuant to a 10b5-1 Trading Plan.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.08 to $40.12, inclusive. The reporting person undertakes to provide to Novellus Systems, Inc., any security holder of Novellus Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The indirect holdings in the 401(k) are held in the Company unitized stock fund. The balance is reported as of the last business day.
  4. The indirect holdings by Mrs. Archer are estimated shares held in the Company 401(k) unitized stock fund. The balance is reported as of the last business day.
  5. The grant vests in four installments on December 20, 2002, December 20, 2003, December 20, 2004 and November 15, 2005.