Filing Details
- Accession Number:
- 0001127602-11-033082
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-22 11:36:17
- Reporting Period:
- 2011-12-20
- Filing Date:
- 2011-12-22
- Accepted Time:
- 2011-12-22 11:36:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 794170 | Toll Brothers Inc | TOL | Operative Builders (1531) | 232416878 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 922997 | I Robert Toll | 250 Gibraltar Road Horsham PA 19044 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-12-08 | 19,110 | $0.00 | 10,466,282 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2011-12-08 | 19,110 | $0.00 | 96,375 | No | 5 | G | Indirect | Trusts |
| Common Stock | Disposition | 2011-12-08 | 24,510 | $0.00 | 10,441,772 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2011-12-21 | 1,000,000 | $20.56 | 9,441,772 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | Trusts |
| No | 5 | G | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Acquisiton | 2011-12-20 | 100,000 | $0.00 | 100,000 | $20.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 100,000 | 2012-12-20 | 2021-12-20 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,349,973 | Indirect | Entities Wholly Owned By Reporting Person |
| Common Stock | 466,361 | Indirect | GRAT-Expires April, 2012 |
| Common Stock | 319,341 | Indirect | GRAT-Expires April, 2013 |
| Common Stock | 362,393 | Indirect | GRAT-Expires April, 2014 |
| Common Stock | 1,000,000 | Indirect | By GRAT-Expires, Oct, 2013 |
| Common Stock | 2,706 | Indirect | 401(k) Plan |
Footnotes
- Exercisable 25% on 12/20/2012, 2013, 2014 and 2015.
- The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.
- Weighted average sales price-actual sale prices ranged from $20.50 to $20.68
Billionaire Hedge Funds
