Filing Details
- Accession Number:
- 0001181431-11-061350
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-20 18:23:23
- Reporting Period:
- 2011-12-19
- Filing Date:
- 2011-12-20
- Accepted Time:
- 2011-12-20 18:23:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1316631 | Liberty Global Inc. | LBTY | Cable & Other Pay Television Services (4841) | 202197030 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1058725 | T Michael Fries | 12300 Liberty Boulevard Englewood CO 80112 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series A Common Stock | Acquisiton | 2011-12-19 | 517,198 | $9.85 | 911,979 | No | 4 | M | Direct | |
| Series A Common Stock | Disposition | 2011-12-19 | 289,708 | $38.86 | 622,271 | No | 4 | F | Direct | |
| Series A Common Stock | Disposition | 2011-12-19 | 100,000 | $39.03 | 522,271 | No | 4 | S | Direct | |
| Series C Common Stock | Acquisiton | 2011-12-19 | 317,198 | $9.32 | 849,702 | No | 4 | M | Direct | |
| Series C Common Stock | Disposition | 2011-12-19 | 176,193 | $37.96 | 673,509 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Series A Common | Stock Option (right to buy) | Disposition | 2011-12-19 | 517,198 | $0.00 | 517,198 | $9.85 |
| Series C Common | Stock Option (right to buy) | Disposition | 2011-12-19 | 317,198 | $0.00 | 317,198 | $9.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-01-30 | No | 4 | M | Direct | |
| 0 | 2012-01-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Series A Common Stock | 1,977 | Indirect | by 401(k) Plan |
| Series C Common Stock | 5,543 | Indirect | by 401(k) plan |
Footnotes
- Stock withheld in payment of taxes and exercise price.
- The price reflects a weighted average of sales made at prices ranging from $38.80 to $39.35. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The option is immediately exercisable.
Billionaire Hedge Funds
