Filing Details

Accession Number:
0001145443-11-001255
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-20 17:50:38
Reporting Period:
2011-12-16
Filing Date:
2011-12-20
Accepted Time:
2011-12-20 17:50:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1322505 Biodel Inc BIOD Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1298146 Jg Brian Pereira 100 Saw Mill Road
Danbury CT 06810
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-12-16 15,000 $0.65 18,937 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sales reported in this Form were affected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2011.
  2. These shares were previously reported as indirectly beneficially owned by the reporting person on February 14, 2008, upon the contribution of a total of 30,000 shares to the Brian Pereira Grantor Retained Annuity Trust (the "Trust"). The reporting person has had direct beneficial ownership of the 30,000 shares previously held by the Trust since April 9, 2009.
  3. This transaction was executed in multiple trades at prices ranging from $0.64 to $0.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was reflected.
  4. These shares include 15,000 shares that were previously reported as indirectly beneficially owned by the reporting person on February 14, 2008, upon the contribution of a total of 30,000 shares to the Brian Pereira Grantor Retained Annuity Trust. The reporting person has had direct beneficial ownership of the 30,000 shares previously held by the Trust since April 9, 2009.