Filing Details

Accession Number:
0001225208-11-026728
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-20 16:14:58
Reporting Period:
2011-12-19
Filing Date:
2011-12-20
Accepted Time:
2011-12-20 16:14:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001288 Lexmark International Inc LXK Computer & Office Equipment (3570) 061308215
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1186632 A Paul Rooke One Lexmark Centre Drive
740 West New Circle Road
Lexington KY 40550
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2011-12-19 4,325 $32.15 97,907 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 556 Indirect By 401(k)
Class A Common Stock 84,396 Indirect By Trust
Footnotes
  1. Shares sold pursuant to a Rule 10b5-1 plan to cover the tax liabilities related to the vesting and settlement of restricted stock units (RSUs) and dividend equivalent units (DEUs) held by the reporting person.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $32.15 to $32.1525, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. 92,757 of these securities are RSUs, performance-based RSUs (PRSUs) and DEUs which were granted to the Reporting Person as follows: (i) 3,000 RSUs granted on February 22, 2006; (ii) 18,117 RSUs granted on February 20, 2009; (iii) 19,700 RSUs granted on February 23, 2010; (iv) 22,000 RSUs granted on October 26, 2010; (v) 29,255 PRSUs earned on February 23, 2011; and (vi) 685 DEUs accrued on RSUs and PRSUs on November 30, 2011.