Filing Details
- Accession Number:
- 0001179110-11-016939
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-12-20 15:35:44
- Reporting Period:
- 2006-05-15
- Filing Date:
- 2011-12-20
- Accepted Time:
- 2011-12-20 15:35:44
- Original Submission Date:
- 2006-05-15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1280226 | Ts&W / Claymore Tax-Advantaged Balanced Fund | TYW | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1288522 | A Paul Ferwerda | 6806 Paragon Place Suite 300 Richmond VA 23230 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2006-05-15 | 140 | $13.83 | 140 | No | 4 | P | Indirect | Son's Custodial Account (Connor) |
Common Stock | Acquisiton | 2006-05-15 | 160 | $13.83 | 300 | No | 4 | P | Indirect | Son's Custodial Account (Connor) |
Common Stock | Acquisiton | 2006-05-15 | 400 | $13.85 | 700 | No | 4 | P | Indirect | Son's Custodial Account (Connor) |
Common Stock | Acquisiton | 2006-05-15 | 300 | $13.84 | 1,000 | No | 4 | P | Indirect | Son's Custodial Account (Cameron) |
Common Stock | Acquisiton | 2006-05-15 | 400 | $13.85 | 1,400 | No | 4 | P | Indirect | Son's Custodial Account (Cameron) |
Common Stock | Disposition | 2006-05-15 | 600 | $10.95 | 600 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Son's Custodial Account (Connor) |
No | 4 | P | Indirect | Son's Custodial Account (Connor) |
No | 4 | P | Indirect | Son's Custodial Account (Connor) |
No | 4 | P | Indirect | Son's Custodial Account (Cameron) |
No | 4 | P | Indirect | Son's Custodial Account (Cameron) |
No | 4 | S | Direct |
Footnotes
- This transaction was originally filed as a purchase BUT should have been recorded as a sale.
- The amount of shares following the transaction was originally reported as 2,000 but should have been 600.