Filing Details

Accession Number:
0001225208-11-026661
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-20 12:19:16
Reporting Period:
2011-12-19
Filing Date:
2011-12-20
Accepted Time:
2011-12-20 12:19:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
350797 Eaton Vance Corp EV Investment Advice (6282) 042718215
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1064587 Jr I Leo Higdon Two International Place
Eaton Vance
Boston MA 02110
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Eaton Vance Corp. Non-Voting Common Stock Acquisiton 2011-12-19 12,000 $17.83 19,000 No 4 M Direct
Eaton Vance Corp. Non-Voting Common Stock Disposition 2011-12-19 12,000 $22.34 7,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) Disposition 2011-12-19 12,000 $0.00 12,000 $17.83
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-12-21 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $27.58 2015-12-16 8,200 8,200 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $25.39 2014-12-17 12,000 12,000 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $18.14 2013-12-19 12,000 12,000 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $15.05 2012-12-20 12,000 12,000 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $30.11 2006-11-01 2016-11-01 8,000 8,000 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $48.39 2007-11-01 2017-11-01 6,700 6,700 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $29.39 2010-11-01 2020-11-01 4,784 4,784 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $25.06 2011-11-01 2021-11-01 6,266 6,266 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $28.17 2009-11-02 2019-11-02 4,766 4,766 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $21.99 2008-11-03 2018-11-03 5,800 5,800 Direct
Eaton Vance Corp. Non-Voting Common Stock Phantom Stock $0.00 2012-11-01 2012-11-01 1,746 1,746 Direct
Eaton Vance Corp. Non-Voting Common Stock Phantom Stock $0.00 2013-11-01 2013-11-01 1,995 1,995 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-12-16 8,200 8,200 Direct
2014-12-17 12,000 12,000 Direct
2013-12-19 12,000 12,000 Direct
2012-12-20 12,000 12,000 Direct
2016-11-01 8,000 8,000 Direct
2017-11-01 6,700 6,700 Direct
2020-11-01 4,784 4,784 Direct
2021-11-01 6,266 6,266 Direct
2019-11-02 4,766 4,766 Direct
2018-11-03 5,800 5,800 Direct
2012-11-01 1,746 1,746 Direct
2013-11-01 1,995 1,995 Direct
Footnotes
  1. These options vest over a 4 year period at 25% per year.