Filing Details

Accession Number:
0001181431-11-061192
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-19 19:18:47
Reporting Period:
2011-12-15
Filing Date:
2011-12-19
Accepted Time:
2011-12-19 19:18:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1403256 Och-Ziff Capital Management Group Llc OZM Investment Advice (6282) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1418267 L Michael Cohen C/O Och-Ziff Capital Management
Group Llc, 9 West 57Th Street
New York NY 10019
Executive Managing Director No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Shares Acquisiton 2011-12-15 2,315 $7.87 45,115 No 4 P Direct
Class A Shares Acquisiton 2011-12-16 2,377 $7.87 47,492 No 4 P Direct
Class A Shares Acquisiton 2011-12-19 2,228 $7.86 49,720 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. All purchases listed on this Form 4 were made by the Reporting Person pursuant to a plan adopted on December 12, 2011, which is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.
  2. The Class A Shares were purchased at prices ranging from $7.66 to $7.95. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares purchased at each separate price.
  3. The Class A Shares were purchased at prices ranging from $7.74 to $8.00. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares purchased at each separate price.
  4. The Class A Shares were purchased at prices ranging from $7.76 to $7.94. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares purchased at each separate price.