Filing Details
- Accession Number:
- 0001181431-11-061054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-19 12:22:42
- Reporting Period:
- 2011-12-15
- Filing Date:
- 2011-12-19
- Accepted Time:
- 2011-12-19 12:22:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 708781 | Cass Information Systems Inc | CASS | Services-Business Services, Nec (7389) | 431265338 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1220391 | F John Pickering | 13001 Hollenberg Drive Bridgeton MO 63044 | Coo Transportation | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-12-15 | 1,350 | $36.00 | 22,080 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 18,334 | Indirect | Held in spousal trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | $13.13 | 2012-01-02 | 2012-01-02 | 821 | 821 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $18.79 | 2013-01-02 | 2013-01-02 | 1,097 | 1,097 | Direct |
| Common Stock | Stock Appreciation Rights | $25.83 | 2009-01-22 | 2018-01-22 | 9,169 | 9,169 | Direct |
| Common Stock | Stock Appreciation Rights | $23.43 | 2010-01-20 | 2019-01-22 | 12,098 | 12,098 | Direct |
| Common Stock | Stock Appreciation Rights | $27.42 | 2011-01-27 | 2020-01-26 | 2,262 | 2,262 | Direct |
| Common Stock | Stock Appreciation Rights | $32.95 | 2012-01-26 | 2021-01-25 | 6,695 | 6,695 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2012-01-02 | 821 | 821 | Direct |
| 2013-01-02 | 1,097 | 1,097 | Direct |
| 2018-01-22 | 9,169 | 9,169 | Direct |
| 2019-01-22 | 12,098 | 12,098 | Direct |
| 2020-01-26 | 2,262 | 2,262 | Direct |
| 2021-01-25 | 6,695 | 6,695 | Direct |
Footnotes
- Includes restricted stock bonus shares, subject to vesting and forfeiture.
- Exercisable date may be accelerated based on Company performance.
- Over a three-year vesting period, SARs become exercisable in one-third increments on the anniversary date of the grant.
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