Filing Details

Accession Number:
0001144204-11-070334
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-16 18:26:48
Reporting Period:
2011-12-14
Filing Date:
2011-12-16
Accepted Time:
2011-12-16 18:26:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1044435 Active Power Inc ACPW Electric Services (4911) 742642142
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1032874 J Stephen Clearman One Executive Drive, Suite 160
Fort Lee NJ 07024
No No Yes No
1220338 Kinderhook Partners, Lp One Executive Drive, Suite 160
Fort Lee NJ 07024
No No Yes No
1266402 Kinderhook Gp Llc One Executive Drive, Suite 160
Fort Lee NJ 07024
No No Yes No
1487632 Tushar Shah One Executive Drive, Suite 160
Fort Lee NJ 07024
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-12-14 376,616 $0.59 8,809,456 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Mr. Tushar Shah and Mr. Stephen J. Clearman are the co-managing members of the Kinderhook GP, LLC (the "General Partner") responsible for making investment decisions with respect to the Partnership and, as a result, Mr. Shah and Mr. Clearman may be deemed to control such entities. In addition, Mr. Shah and Mr. Clearman are responsible for making investment decisions with respect to Kinderhook Capital. Accordingly, Mr. Shah and Mr. Clearman may be deemed to have a beneficial interest in the shares of Common Stock by virtue of their indirect control of the Partnership's, the General Partner's and Kinderhook Capital's power to vote and/or dispose of the shares of Common Stock. Mr. Shah and Mr. Clearman disclaim beneficial ownership of the shares of Common Stock except to the extent of his respective pecuniary interest, if any, therein.