Filing Details

Accession Number:
0001209191-11-061454
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-15 15:12:12
Reporting Period:
2011-12-13
Filing Date:
2011-12-15
Accepted Time:
2011-12-15 15:12:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
722256 Hudson Valley Holding Corp HVB State Commercial Banks (6022) 133148745
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1322722 J Andrew Reinhart C/O 21 Scarsdale Road
Yonkers NY 10707
1Stsrvp, Controller&Astreasur No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-12-13 5,400 $13.73 5,400 No 4 M Direct
Common Stock Acquisiton 2011-12-13 1,062 $13.73 6,462 No 4 M Direct
Common Stock Disposition 2011-12-13 1,062 $19.05 5,400 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right-to-Buy) Acquisiton 2011-12-05 587 $0.00 587 $13.73
Common Stock Employee Stock Options (Right-to-Buy) Acquisiton 2011-12-05 534 $0.00 534 $15.52
Common Stock Employee Stock Options (Right-to-Buy) Acquisiton 2011-12-05 475 $0.00 475 $16.98
Common Stock Employee Stock Options (Right-to-Buy) Acquisiton 2011-12-05 512 $0.00 512 $18.78
Common Stock Employee Stock Options (Right-to-Buy) Acquisiton 2011-12-05 466 $0.00 466 $23.76
Common Stock Employee Stock Options (Right-to-Buy) Acquisiton 2011-12-05 339 $0.00 339 $35.31
Common Stock Employee Stock Options (Right-to-Buy) Disposition 2011-12-13 5,400 $0.00 5,400 $13.73
Common Stock Employee Stock Options (Right-to-Buy) Disposition 2011-12-13 1,062 $0.00 1,062 $13.73
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,462 2012-01-01 No 5 J Direct
5,879 2013-01-01 No 5 J Direct
5,230 2014-01-01 No 5 J Direct
5,637 2015-01-01 No 5 J Direct
5,126 2016-02-07 No 5 J Direct
3,729 2012-12-06 No 5 J Direct
1,062 2012-01-01 No 4 M Direct
0 2012-01-01 No 4 M Direct
Footnotes
  1. Option grant price has been adjusted to reflect the allocation of 10% stock dividends.
  2. Stock dividend of .10 share of common stock for each share or option held at close of business on 11/23/2011, that was paid on 12/05/2011.
  3. Allocation of stock dividend of .10 share of common stock for each option.
  4. Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the first anniversary of the date of the original grant of 01/01/2002. Accordingly, all options are presently exercisable.
  5. Amount reflects stock dividend of .10 share of common stock for each option held at close of business on 11/23/2011, that was paid on 12/05/2011.
  6. Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on first anniversary of the date of the original grant of 01/01/2003. Accordingly, all options are presently exercisable.
  7. Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the first anniversary of the date of the original grant of 01/01/2004. Accordingly, all options are presently exercisable.
  8. Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the first anniversary of the date of the original grant of 01/01/2005. Accordingly, all options are presently exercisable.
  9. Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the first anniversary of the date of the original grant of 02/07/2006. Accordingly, all options are presently exercisable.
  10. Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the first anniversary of the date of the original grant of 12/06/2007. Accordingly, 2,984 options are currently exerciseble and 745 options will vest on 12/06/2012.