Filing Details

Accession Number:
0001209191-11-061406
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-15 12:09:38
Reporting Period:
2011-12-13
Filing Date:
2011-12-15
Accepted Time:
2011-12-15 12:09:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
87050 Neonode Inc NEON Electronic Components, Nec (3679) 941517641
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1409599 Thomas Bjorn Eriksson 2700 Augustine, Suite 100
Santa Clara CA 95054
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-12-13 740,000 $4.00 2,059,755 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Purchase Warrant Acquisiton 2010-10-15 400,000 $1.38 400,000 $1.38
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
400,000 2010-10-15 2013-10-15 No 4 A Direct
Footnotes
  1. 1) On December 13, 2011, pursuant to an underwriting agreement dated December 7, 2011, among Neonode, Inc. (the "Company"), the selling shareholders named therein (including Mr. Eriksson), and Cowen and Company, LLC as underwriter (the "Underwriter"), Mr. Eriksson sold an aggregate of 740,000 outstanding shares of his Common Stock in the Company (including 240,000 shares through partial exercise of the Underwriter's over-allotment option) to the Underwriter at a per share price of $4.00
  2. (2) The number shown corrects an error in Mr. Eriksson's previous related Section 16(a) filing