Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001127602-11-032197)

Filing Details

Accession Number:: 0001127602-11-032197
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-12-14 11:32:03
Reporting Period:: 2011-12-14

Filing Date:: 2011-12-14
Accepted Time:: 2011-12-14 11:32:03
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1051741	First Niagara Financial Group Inc	FNFG	National Commercial Banks (6021)	161545669

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1238058	H William Jones	726 Exchange Street Suite 618 Buffalo NY 14210		Yes	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Series B Nonconvertible Preferred Stock	Acquisiton	2011-12-14	3,200	$25.00	3,200	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	143,132	Direct
Common Stock	428	Indirect	By Daughter
Common Stock	1,455	Indirect	By Son

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Dividend Equivalent Units (deu)	$0.00			615	615	Direct
Common Stock	Non-qualified Stock Option (Right to Buy)	$13.28	2006-01-14	2015-01-14	25,480	25,480	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	615	615	Direct
2015-01-14	25,480	25,480	Direct

Footnotes

DEUs convert into common stock on a 1-for-1 basis.
DEUs have no exercise price.
DEUs have no expiration date.