Filing Details

Accession Number:
0001127602-11-032195
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-14 11:30:06
Reporting Period:
2011-12-14
Filing Date:
2011-12-14
Accepted Time:
2011-12-14 11:30:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1051741 First Niagara Financial Group Inc FNFG National Commercial Banks (6021) 161545669
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1238056 A Carl Florio 726 Exchange Street
Suite 618
Buffalo NY 14210
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series B Nonconvertible Preferred Stock Acquisiton 2011-12-14 4,000 $25.00 4,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 704,832 Direct
Common Stock 11,923 Indirect By 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-qualified Stock Option (Right to Buy) $13.28 2005-12-28 2015-01-14 50,000 50,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-01-14 50,000 50,000 Direct