Filing Details

Accession Number:
0001209191-11-061057
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-13 16:31:58
Reporting Period:
2011-12-09
Filing Date:
2011-12-13
Accepted Time:
2011-12-13 16:31:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
722256 Hudson Valley Holding Corp HVB State Commercial Banks (6022) 133148745
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191177 Jr A John Pratt C/O 21 Scarsdale Road
Yonkers NY 10707
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-12-02 115 $0.00 5,161 No 5 J Indirect by IRA
Common Stock Acquisiton 2011-12-02 115 $0.00 102,235 No 5 J Direct
Common Stock Disposition 2011-12-02 20 $0.00 1,184 No 5 J Indirect by Spouse IRA
Common Stock Acquisiton 2011-12-02 20 $0.00 22,020 No 5 J Indirect by Spouse
Common Stock Acquisiton 2011-12-05 10,212 $0.00 112,447 No 5 J Direct
Common Stock Acquisiton 2011-12-05 527 $0.00 5,688 No 5 J Indirect by IRA
Common Stock Acquisiton 2011-12-05 873 $0.00 9,605 No 5 J Indirect by Profit Sharing Plan
Common Stock Acquisiton 2011-12-05 2,200 $0.00 24,220 No 5 J Indirect by Spouse
Common Stock Acquisiton 2011-12-05 120 $0.00 1,304 No 5 J Indirect by Spouse IRA
Common Stock Acquisiton 2011-12-05 2,048 $0.00 22,538 No 5 J Indirect by family of adult son
Common Stock Disposition 2011-12-09 1,523 $19.80 110,924 No 4 S Direct
Common Stock Disposition 2011-12-09 27 $19.83 110,897 No 4 S Direct
Common Stock Disposition 2011-12-09 485 $19.86 110,412 No 4 S Direct
Common Stock Disposition 2011-12-09 2,524 $19.85 107,888 No 4 S Direct
Common Stock Disposition 2011-12-09 313 $19.87 107,575 No 4 S Direct
Common Stock Disposition 2011-12-09 1,209 $19.88 106,366 No 4 S Direct
Common Stock Disposition 2011-12-09 1,023 $19.89 105,343 No 4 S Direct
Common Stock Disposition 2011-12-09 4,896 $19.90 100,447 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 J Indirect by IRA
No 5 J Direct
No 5 J Indirect by Spouse IRA
No 5 J Indirect by Spouse
No 5 J Direct
No 5 J Indirect by IRA
No 5 J Indirect by Profit Sharing Plan
No 5 J Indirect by Spouse
No 5 J Indirect by Spouse IRA
No 5 J Indirect by family of adult son
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Required distribution from IRA - change in beneficial ownership
  2. Reporting Person's Spouse required distribution from IRA - change in beneficial ownership
  3. Stock dividend of .10 share of common stock for each share held that was paid on 12/05/2011
  4. Amount reflects stock dividend of .10 share of common stock for each share held at close of business 11/23/2011, that was paid on 12/05/2011
  5. Includes stock dividend allocation of 1,422 shares to adult son of Reporting Person, 25 shares to adult son as custodian for each of two grandchildren of Reporting Person, and 576 shares to spouse of adult son of Reporting Person, all residing at the same address as Reporting Person, to which Reporting Person disclaims beneficial ownership
  6. Includes 15,643 shares held by adult son of Reporting Person, 275 shares held by adult son as custodian for each of two grandchildren of Reporting Person, and 6,345 shares held by spouse of adult son of Reporting Person, all residing at the same address as Reporting Person, to which Reporting Person disclaims beneficial ownership