Filing Details

Accession Number:
0001053352-11-000107
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-09 17:35:52
Reporting Period:
2011-12-09
Filing Date:
2011-12-09
Accepted Time:
2011-12-09 17:35:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1053352 Heritage Commerce Corp HTBK State Commercial Banks (6022) 770469558
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222692 P Humphrey Polanen 150 Almaden Boulevard
San Jose CA 95113
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Heritage Commerce Corp - Common Stock Disposition 2011-12-09 3,000 $4.85 4,865 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Heritage Commerce Corp - Common Stock 1,623 Indirect Indirect by spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Heritage Commerce Corp - Common Stock Non-Qualified Stock Option (right to buy) $3.57 2010-07-26 2020-07-26 3,500 3,500 Direct
Heritage Commerce Corp - Common Stock Non-Qualified Stock Option (right to buy) $5.16 2011-06-16 2021-06-16 4,500 4,500 Direct
Heritage Commerce Corp - Common Stock Non-Qualified Stock Option (right to buy) $7.43 2009-05-04 2019-05-04 3,500 3,500 Direct
Heritage Commerce Corp - Common Stock Non-Qualified Stock Option (right to buy) $8.50 2002-10-25 2012-10-24 2,500 2,500 Direct
Heritage Commerce Corp - Common Stock Non-Qualified Stock Option (right to buy) $14.09 1999-12-16 2009-12-16 3,300 3,300 Direct
Heritage Commerce Corp - Common Stock Non-Qualified Stock Option (right to buy) $18.01 2005-05-26 2015-05-26 2,500 2,500 Direct
Heritage Commerce Corp - Common Stock Non-Qualified Stock Option (right to buy) $23.85 2006-08-03 2016-08-03 3,300 3,300 Direct
Heritage Commerce Corp - Common Stock Non-Qualified Stock Option (right to buy) $23.89 2007-05-04 2017-05-04 4,500 4,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-07-26 3,500 3,500 Direct
2021-06-16 4,500 4,500 Direct
2019-05-04 3,500 3,500 Direct
2012-10-24 2,500 2,500 Direct
2009-12-16 3,300 3,300 Direct
2015-05-26 2,500 2,500 Direct
2016-08-03 3,300 3,300 Direct
2017-05-04 4,500 4,500 Direct
Footnotes
  1. Stock option vests daily in four years.