Filing Details

Accession Number:
0001209191-11-060509
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-09 15:34:27
Reporting Period:
2011-12-09
Filing Date:
2011-12-09
Accepted Time:
2011-12-09 15:34:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1357204 Dunkin' Brands Group Inc. DNKN Retail-Eating & Drinking Places (5810) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
933790 Tc Group, Llc C/O The Carlyle Group
1001 Pennsylvania Ave, N.w., Ste 220
Washington DC 20004
No No Yes No
1022596 Tcg Holdings Llc C/O The Carlyle Group
1001 Pennsylvania Ave, N.w., Ste 220 S
Washington DC 20004
No No Yes No
1313958 P L Iv Partners Carlyle C/O The Carlyle Group
1001 Pennsylvania Ave, N.w., Ste 220
Washington DC 20004
No No Yes No
1468089 Tc Group Iv Managing Gp, L.l.c. C/O The Carlyle Group
1001 Pennsylvania Ave, N.w., Ste 220
Washington DC 20004
No No Yes No
1468090 Tc Group Iv, L.p. C/O The Carlyle Group
1001 Pennsylvania Ave, N.w., Ste 220
Washington DC 20004
No No Yes No
1468092 Cp Iv Coinvestment, L.p. C/O The Carlyle Group
1001 Pennsylvania Ave, N.w., Ste 220
Washington DC 20004
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.001 Par Value Disposition 2011-12-09 633,385 $24.72 22,154,599 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
Footnotes
  1. Carlyle Partners IV, L.P. and CP IV Coinvestment, L.P. are the record holders of 21,283,179 and 871,420 shares of common stock, respectively. TCG Holdings, L.L.C. exercises investment discretion and control over the shares held by each of Carlyle Partners IV, L.P. and CP IV Coinvestment, L.P. through its indirect subsidiary, TC Group IV, L.P., which is the general partner of each of Carlyle Partners IV, L.P. and CP IV Coinvestment, L.P. TCG Holdings, L.L.C. is the managing member of TC Group, L.L.C. TC Group, L.L.C. is the managing member of TC Group IV Managing GP, L.L.C. TC Group IV Managing GP, L.L.C. is the general partner of TC Group IV, L.P.
  2. By virtue of these relationships, each of TCG Holdings, L.L.C., TC Group, L.L.C., TC Group IV Managing GP, L.L.C. and TC Group IV, L.P. may be deemed to share voting and dispositive power with respect to the shares of common stock held by Carlyle Partners IV, L.P. and CP IV Coinvestment, L.P. Each of TCG Holdings, L.L.C., TC Group, L.L.C., TC Group IV Managing GP, L.L.C., TC Group IV, L.P., Carlyle Partners IV, L.P. and CP IV Coinvestment, L.P. expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.
  3. TCG Holdings L.L.C. is managed by a three person managing board, and all board action relating to the voting or disposition of these shares requires approval of a majority of the Board. William E. Conway, Jr., Daniel A. D'Aniello and David M. Rubenstein, as the members of the TCG Holdings, L.L.C. managing board, may be deemed to share beneficial ownership of the shares beneficially owned by TCG Holdings, L.L.C. Such persons disclaim such beneficial ownership.