Filing Details

Accession Number:
0001209191-11-060447
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-09 11:08:01
Reporting Period:
2011-12-07
Filing Date:
2011-12-09
Accepted Time:
2011-12-09 11:08:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1316656 Dresser-Rand Group Inc. DRC Engines & Turbines (3510) 201780492
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1453419 Luciano Mozzato 10205 Westheimer, Suite 1000
Houston TX 77042
Exec. Vp, Services Worldwide No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-12-07 5,014 $21.59 11,971 No 4 M Direct
Common Stock Disposition 2011-12-07 5,014 $54.00 6,957 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-12-07 5,014 $0.00 5,014 $21.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,028 2019-02-16 No 4 M Direct
Footnotes
  1. Stock Options granted pursuant to the Dresser-Rand 2008 Stock Incentive Plan, exempt under Rule 16b-3, vest as follows: 5,014 on 02/16/2010, 5,014 on 02/16/2011, 5,014 on 02/16/2012 and 5,014 on 02/16/2013.