Home > Insider Trading > Filing (0001513963-11-000014)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1122388	Ellie Mae Inc	ELLI	Services-Prepackaged Software (7372)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1513963	Frank Schultz	C/O Ellie Mae, Inc. 4155 Hopyard Road, Suite 200 Pleasanton CA 94588		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-12-05	3,333	$1.38	3,333	No	4	A	Direct
Common Stock	Disposition	2011-12-05	3,333	$5.30	0	No	4	S	Direct
Common Stock	Acquisiton	2011-12-05	666	$1.38	666	No	4	A	Direct
Common Stock	Disposition	2011-12-05	666	$5.30	0	No	4	S	Direct
Common Stock	Acquisiton	2011-12-05	5,000	$1.38	5,000	No	4	A	Direct
Common Stock	Disposition	2011-12-05	5,000	$5.30	0	No	4	S	Direct
Common Stock	Acquisiton	2011-12-05	5,000	$1.38	5,000	No	4	A	Direct
Common Stock	Disposition	2011-12-05	5,000	$5.30	0	No	4	S	Direct
Common Stock	Acquisiton	2011-12-05	5,000	$1.38	5,000	No	4	A	Direct
Common Stock	Disposition	2011-12-05	5,000	$5.30	0	No	4	S	Direct
Common Stock	Acquisiton	2011-12-05	5,883	$1.38	5,883	No	4	A	Direct
Common Stock	Disposition	2011-12-05	5,883	$5.30	0	No	4	S	Direct
Common Stock	Acquisiton	2011-12-06	10,117	$1.38	10,117	No	4	A	Direct
Common Stock	Disposition	2011-12-06	10,117	$5.30	0	No	4	S	Direct
Common Stock	Disposition	2011-12-06	100	$5.30	0	No	4	S	Indirect	by Managed Account

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	S	Direct
No	4	A	Direct
No	4	S	Direct
No	4	A	Direct
No	4	S	Direct
No	4	A	Direct
No	4	S	Direct
No	4	A	Direct
No	4	S	Direct
No	4	A	Direct
No	4	S	Direct
No	4	A	Direct
No	4	S	Direct
No	4	S	Indirect	by Managed Account

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2011-12-05	3,333	$0.00	3,333	$1.38
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2011-12-05	666	$0.00	666	$1.38
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2011-12-05	5,000	$0.00	5,000	$1.38
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2011-12-05	5,000	$0.00	5,000	$1.38
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2011-12-05	5,000	$0.00	5,000	$1.38
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2011-12-05	5,883	$0.00	5,883	$1.38
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2011-12-06	10,117	$0.00	10,117	$1.38

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2014-04-27	No	4	M	Direct
10,000	2015-12-20	No	4	M	Direct
5,000	2015-12-20	No	4	M	Direct
0	2015-12-20	No	4	M	Direct
0	2018-12-18	No	4	M	Direct
10,117	2019-04-23	No	4	M	Direct
0	2019-04-23	No	4	M	Direct

Footnotes

The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $5.30 to $5.33, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc.., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
These securities are held by Charles Schwab & Co. Inc. Custodian FBO Frank J. Schultz Roth Contributory IRA.
Reflects a 1-for-3 reverse stock split of the Issuer's outstanding securities effected immediately prior to the effectiveness of the Issuer's S-1 Registration Statement (Commission File No. 333-166438).
100% of the shares subject to the option are fully vested and exercisable.
Option vests with respect to 1/24th of the shares subject thereto monthly commencing on April 23, 2009, such that the option will be fully vested and exercisable on April 23, 2011.