Filing Details

Accession Number:
0001209191-11-059894
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-06 21:11:16
Reporting Period:
2011-12-03
Filing Date:
2011-12-06
Accepted Time:
2011-12-06 21:11:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1405277 Constant Contact Inc. CTCT Services-Direct Mail Advertising Services (7331) 043285398
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1412647 C Thomas Howd C/O Constant Contact, Inc.
1601 Trapelo Rd., Suite 329
Waltham MA 02451
Svp, Customer Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-12-03 651 $0.00 651 No 4 M Direct
Common Stock Acquisiton 2011-12-05 6,381 $22.27 7,032 No 4 M Direct
Common Stock Disposition 2011-12-05 6,381 $24.27 651 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2011-12-03 349 $0.00 349 $0.00
Common Stock Restricted Stock Units Disposition 2011-12-03 651 $0.00 651 $0.00
Common Stock Stock Option (Right to Buy) Disposition 2011-12-05 6,381 $0.00 6,381 $22.27
Common Stock Stock Option (Right to Buy) Acquisiton 2011-12-06 28,000 $0.00 28,000 $24.88
Common Stock Restricted Stock Units Acquisiton 2011-12-06 4,000 $0.00 4,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,651 No 4 F Direct
3,000 No 4 M Direct
11,579 2017-12-06 No 4 M Direct
28,000 2018-12-06 No 4 A Direct
4,000 No 4 A Direct
Footnotes
  1. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
  2. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2011.
  3. 25% of the restricted stock units vested on December 3, 2011, and an additional 6.25% of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be fully vested on December 3, 2014. Vested shares will be delivered to the reporting person within three business days after such shares become vested.
  4. The shares of common stock underlying the restricted stock units reported as disposed herein were retained (but not issued) by the issuer in satisfaction of tax withholding obligations associated with the vesting of such units.
  5. The restricted stock units reported as disposed herein were settled for shares of the issuer's common stock.
  6. 25% of the shares subject to this option vested on December 6, 2008, and an additional 6.25% of the shares subject to this option vested quarterly thereafter, such that 100% of the shares subject to this option were fully vested on December 6, 2011.
  7. 25% of the shares subject to this option will vest on December 6, 2012, and an additional 6.25% of the shares subject to this option will vest quarterly thereafter, such that 100% of the shares subject to this option will be fully vested on December 6, 2015.
  8. 25% of the restricted stock units will vest on December 6, 2012, and an additional 6.25% of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be fully vested on December 6, 2015. Vested shares will be delivered to the reporting person within three business days after such shares become vested.