Filing Details

Accession Number:
0001179110-11-016109
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-06 12:53:31
Reporting Period:
2011-12-06
Filing Date:
2011-12-06
Accepted Time:
2011-12-06 12:53:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1287213 Douglas Dynamics Inc PLOW Construction Machinery & Equip (3531) 134275891
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1098913 P L Ii Partners Capital Aurora 10877 Wilshire Blvd.
Suite 2100
Los Angeles CA 90024
No No Yes No
1256531 L Gerald Parsky C/O Aurora Equity Partners Ii Lp
10877 Wilshire Blvd. Suite 2100
Los Angeles CA 90024
No No Yes No
1335251 Aurora Equity Partners Ii Lp 10877 Wilshire Blvd.
Suite 2100
Los Angeles CA 90024
No No Yes No
1335252 Aurora Overseas Equity Partners Ii Lp 10877 Wilshire Blvd.
Suite 2100
Los Angeles CA 90024
No No Yes No
1335254 Aurora Overseas Capital Partners Ii Lp 10877 Wilshire Blvd.
Suite 2100
Los Angeles CA 90024
No No Yes No
1335255 Aurora Advisors Ii Llc 10877 Wilshire Blvd.
Suite 2100
Los Angeles CA 90024
No No Yes No
1335256 Ldc Ii Advisors Overseas Aurora 10877 Wilshire Blvd.
Suite 2100
Los Angeles CA 90024
No No Yes No
1335349 T John Mapes C/O Aurora Equity Partners Ii Lp
10877 Wilshire Blvd. Suite 2100
Los Angeles CA 90024
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-12-06 1,511,959 $14.25 0 No 4 S Direct
Common Stock Disposition 2011-12-06 6,300 $14.25 0 No 4 S Direct
Common Stock Disposition 2011-12-06 2,520 $14.25 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Consists of 1,492,152 shares sold by Aurora Equity Partners II L.P. ("AEPII") and 19,807 shares sold by Aurora Overseas Equity Partners II, L.P. ("AOEPII").
  2. Aurora Capital Partners II LP ("ACPII") is the general partner of AEPII. Aurora Overseas Capital Partners II, LP ("AOCPII") is the general partner of AOEPII. Aurora Advisors II LLC ("AAII") is the general partner of ACPII. Aurora Overseas Advisors II, LDC ("AOAII") is the general partner of AOCPII. AEPII, AOEPII, ACPII, AOCPII, AAII, and AOAII are collectively referred to as the "Aurora Entities." In their capacities as direct or indirect general partners of AEPII and/or AOEPII, ACPII, AOCPII, AAII, and AOAII may be deemed to have a pecuniary interest in an indeterminable portion of the shares owned or controlled by AEPII and AOEPII. ACPII, AOCPII, AAII, and AOAII disclaim beneficial ownership of all such shares except to the extent that they may be deemed to have a pecuniary interest therein.
  3. Messrs. Mapes and Parsky are controlling persons of the Aurora Entities. As such, they may be deemed to have a pecuniary interest in an indeterminable portion of the shares owned or controlled by the Aurora Entities. Messrs. Mapes and Parsky disclaim beneficial ownership of all such shares except to the extent that they may be deemed to have a pecuniary interest therein.
  4. Consists of shares sold by Mr. Parsky's 401(k) account.
  5. Consists of shares sold by Mr. Mapes' 401(k) account.