Home > Insider Trading > Filing (0001144204-11-068438)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1044435	Active Power Inc	ACPW	Electric Services (4911)	742642142

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1032874	J Stephen Clearman	One Executive Drive Suite 160 Fort Lee NJ 07024	No	No	Yes	No
1220338	Kinderhook Partners, Lp	One Executive Drive Suite 160 Fort Lee NJ 07024	No	No	Yes	No
1266402	Kinderhook Gp Llc	One Executive Drive Suite 160 Fort Lee NJ 07024	No	No	Yes	No
1487632	Tushar Shah	One Executive Drive Suite 160 Fort Lee NJ 07024	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-12-01	6,351	$0.65	8,432,840	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

Mr. Tushar Shah and Mr. Stephen J. Clearman are the co-managing members of the Kinderhook GP, LLC (the "General Partner") responsible for making investment decisions with respect to the Partnership and, as a result, Mr. Shah and Mr. Clearman may be deemed to control such entities. In addition, Mr. Shah and Mr. Clearman are responsible for making investment decisions with respect to Kinderhook Capital. Accordingly, Mr. Shah and Mr. Clearman may be deemed to have a beneficial interest in the shares of Common Stock by virtue of their indirect control of the Partnership's, the General Partner's and Kinderhook Capital's power to vote and/or dispose of the shares of Common Stock. Mr. Shah and Mr. Clearman disclaim beneficial ownership of the shares of Common Stock except to the extent of his respective pecuniary interest, if any, therein.