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Filing Details

Accession Number:
0001181431-11-058789
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-05 16:46:21
Reporting Period:
2011-12-01
Filing Date:
2011-12-05
Accepted Time:
2011-12-05 16:46:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1273813 Assured Guaranty Ltd AGO Surety Insurance (6351) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1026610 Jr L Wilbur Ross 1166 Avenue Of The Americas
New York NY 10036
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-12-01 2,000,000 $11.17 19,371,186 No 4 P Indirect See footnotes
Common Stock Acquisiton 2011-12-02 464,184 $11.22 19,835,370 No 4 P Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnotes
No 4 P Indirect See Footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 16,294 Direct
Footnotes
  1. The Common Stock reported herein was purchased at a range of between $10.99 and $11.35 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent.
  2. The Common Stock reported herein was purchased at a range of between $11.12 and $11.34 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent.
  3. These shares were purchased by the following funds: 1,861,976 by WLR Recovery Fund IV, L.P. ("Fund IV"), 6,337 by WLR IV Parallel ESC, L.P. ("Parallel Fund"), 89,967 by WLR/GS Master Co-Investment, L.P. ("WLR/GS Fund") and 41,720 by WLR AGO Co-Invest, L.P. ("Co-Invest Fund"); the aggregate total includes shares owned by the entities listed in footnotes 4 and 5.
  4. Fund IV holds 16,073,487 shares directly. WLR Recovery Fund III, L.P. ("Fund III") holds 1,348,803 shares directly. Parallel Fund holds 55,243 shares directly. WLR/GS Fund holds 778,208 shares directly. Co-Invest Fund holds 1,115,445 shares directly. Mr. Ross is the managing member of El Vedado, LLC, the general partner of WL Ross Group, L.P., the managing member of WLR Recovery Associates IV LLC (the general partner of Fund IV and Co-Invest Fund), WLR Recovery Associates III LLC (the general partner of Fund III) and WLR Master Co-Investment GP, LLC (the general partner of WLR/GS Fund). (Continued in footnote 5)
  5. Accordingly, Mr. Ross, El Vedado, LLC, and WL Ross Group, L.P. can be deemed to share voting and dispositive power over the shares held directly by Fund IV, Co-Invest Fund, Fund III and WLR/GS Fund. Invesco WLR IV Associates LLC and WLR Recovery Associates IV LLC have entered into a parallel investment agreement whereby Parallel Fund will invest on a pro rata basis in the same investments as Fund IV. Accordingly, Mr. Ross, El Vedado, LLC, and WL Ross Group, L.P. can be deemed to share voting and dispositive power over the shares held directly by Parallel Fund.
  6. These shares were purchased by the following funds: 432,149 by Fund IV, 1,471 by Parallel Fund, 20,881 by WLR/GS Fund and 9,683 by Co-Invest Fund; the aggregate total includes shares owned by the entities listed in footnotes 7 and 8.
  7. Fund IV holds 16,505,636 shares directly. Fund III holds 1,348,803 shares directly. Parallel Fund holds 56,714 shares directly. WLR/GS Fund holds 779,089 shares directly. Co-Invest Fund holds 1,125,128 shares directly. Mr. Ross is the managing member of El Vedado, LLC, the general partner of WL Ross Group, L.P., the managing member of WLR Recovery Associates IV LLC (the general partner of Fund IV and Co-Invest Fund), WLR Recovery Associates III LLC (the general partner of Fund III) and WLR Master Co-Investment GP, LLC (the general partner of WLR/GS Fund). (Continued in footnote 8)
  8. Accordingly, Mr. Ross, El Vedado, LLC, and WL Ross Group, L.P. can be deemed to share voting and dispositive power over the shares held directly by Fund IV, Co-Invest Fund, Fund III and WLR/GS Fund. Invesco WLR IV Associates LLC and WLR Recovery Associates IV LLC have entered into a parallel investment agreement whereby Parallel Fund will invest on a pro rata basis in the same investments as Fund IV. Accordingly, Mr. Ross, El Vedado, LLC, and WL Ross Group, L.P. can be deemed to share voting and dispositive power over the shares held directly by Parallel Fund.