Filing Details
- Accession Number:
- 0001209191-11-059484
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-05 16:26:07
- Reporting Period:
- 2011-08-24
- Filing Date:
- 2011-12-05
- Accepted Time:
- 2011-12-05 16:26:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1000209 | Medallion Financial Corp | TAXI | Finance Services (6199) | 043291176 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1000210 | Alvin Murstein | C/O Medallion Financial Corp. 437 Madison Avenue New York NY 10022 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-08-24 | 1,700 | $0.00 | 70,118 | No | 5 | G | Indirect | See Footnote |
| Common Stock | Disposition | 2011-11-08 | 2,500 | $0.00 | 132,473 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2011-11-17 | 2,700 | $0.00 | 129,773 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2011-12-01 | 61,500 | $5.51 | 191,273 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-12-01 | 7,442 | $11.79 | 183,831 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-12-02 | 10,000 | $11.72 | 173,831 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | See Footnote |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock (right to buy) | Disposition | 2011-12-01 | 61,500 | $0.00 | 61,500 | $5.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 100,000 | 2002-05-01 | 2012-05-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,168,182 | Indirect | See Footnote |
| Common Stock | 5,000 | Indirect | See Footnote |
Footnotes
- Represents shares beneficially owned by the Alvin Murstein Second Family Trust of which Mr. Murstein is a co-trustee and the beneficiary.
- Represents shares beneficially owned by the Alvin Murstein Second Family Trust registered in the name of Morgan Stanley.
- Represents shares owned by Mr. Murstein's spouse.
- One-third of the options vested on the first, second and third anniversaries of the date of grant. All options have fully vested.
Billionaire Hedge Funds
