Filing Details
- Accession Number:
- 0001140361-11-056089
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-05 13:51:50
- Reporting Period:
- 2011-12-01
- Filing Date:
- 2011-12-05
- Accepted Time:
- 2011-12-05 13:51:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1036188 | Qad Inc | QADA, QADB | Services-Prepackaged Software (7372) | 770105228 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1169918 | D Lee Roberts | 9010 Ne 47Th Street Yarrow Point WA 98004 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock ($0.001 Par Value) | Acquisiton | 2011-04-25 | 33 | $10.79 | 16,667 | No | 5 | J | Direct | |
| Class A Common Stock ($0.001 Par Value) | Acquisiton | 2011-07-12 | 35 | $10.49 | 16,702 | No | 5 | J | Direct | |
| Class A Common Stock ($0.001 Par Value) | Acquisiton | 2011-10-10 | 48 | $10.64 | 16,750 | No | 5 | J | Direct | |
| Class A Common Stock ($0.001 Par Value) | Disposition | 2011-12-01 | 2,700 | $11.08 | 14,050 | No | 4 | S | Direct | |
| Class B Common Stock ($0.001 Par Value) | Disposition | 2011-12-01 | 784 | $10.87 | 2,368 | No | 4 | S | Direct | |
| Class A Common Stock ($0.001 Par Value) | Disposition | 2011-12-02 | 4,300 | $11.04 | 9,750 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | J | Direct | |
| No | 5 | J | Direct | |
| No | 5 | J | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- This filing on Form 4 discloses the acquisition of shares of QAD Class A Common Stock pursuant to a dividend which is exempt from the reporting requirements of Section 16 pursuant to Rule 16a-9(a).
- Received pursuant to a dividend paid on QAD's outstanding stock which was payable either in cash or QAD Class A Common Stock at the election of the holder. This Form 4 reports a stock dividend received.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.07 to $11.10 inclusive. The reporting person undertakes to provide to QAD Inc., and security holders of QAD Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes #3, #4 and #5 to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.83 to $10.90, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.08, inclusive.
Billionaire Hedge Funds
