Filing Details

Accession Number:
0001181431-11-058581
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-02 17:57:21
Reporting Period:
2009-01-12
Filing Date:
2011-12-02
Accepted Time:
2011-12-02 17:57:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1100917 Onvia Inc ONVI Services-Business Services, Nec (7389) 911859172
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1098385 Roger Feldman 509 Olive Way, Suite 400
Seattle WA 98101
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-30 12,866 $3.00 12,866 No 4 P Indirect Through WC Select LP
Common Stock Disposition 2009-01-12 238,684 $0.00 8,386 No 4 J Indirect Through Oliver Street Capital, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Through WC Select LP
No 4 J Indirect Through Oliver Street Capital, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 407,502 Indirect Through West Creek Partners Fund LP
Common Stock 14,750 Direct
Footnotes
  1. Reporting Person is a Managing Member of West Creek Capital, LLC ("WC Capital"), the investment adviser to WC Select LP, which acquired 12,866 shares of Common Stock in Onvia, Inc.
  2. Reporting Person is a Managing Member of WC Capital, the investment adviser to Cumberland Investment Partners, L.L.C. ("Cumberland"). As of January 12, 2009, Cumberland was liquidated and certain securities, including 238,684 shares of Common Stock in Onvia, were distributed in-kind to the members thereof. The Reporting Person no longer exercises voting or investment control over such securities. When Cumberland was liquidated as of January 12, 2009, the remaining 8,386 shares of Common Stock in Onvia were transferred to Oliver Street Capital, LLC. Reporting Person is a Managing Member of WC Capital, the investment adviser to Oliver Street Capital.
  3. Reporting Person is a Managing Member of WC Capital, the investment adviser to West Creek Partners Fund LP.
  4. Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.