Filing Details

Accession Number:
0001179110-11-015977
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-02 16:54:47
Reporting Period:
2011-09-19
Filing Date:
2011-12-02
Accepted Time:
2011-12-02 16:54:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1477032 Prospect Global Resources Inc. PGRX General Bldg Contractors - Residential Bldgs (1520) 263024783
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1532446 J. Scott Reiman 730 17Th Street, Suite 800
Denver CO 80202
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-22 399,033 $3.83 399,033 No 4 C Indirect Owned by Hexagon LLC, which is controlled by Scott J. Reiman
Common Stock Acquisiton 2011-11-22 881,507 $3.00 881,507 No 4 C Indirect Owned by Hexagon, LLC which is controlled by Scott J. Reiman
Common Stock Acquisiton 2011-11-22 2,588,235 $4.25 2,588,235 No 4 P Indirect Owned by Very Hungry LLC, which is controlled by Scott J. Reiman
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect Owned by Hexagon LLC, which is controlled by Scott J. Reiman
No 4 C Indirect Owned by Hexagon, LLC which is controlled by Scott J. Reiman
No 4 P Indirect Owned by Very Hungry LLC, which is controlled by Scott J. Reiman
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrant Acquisiton 2011-09-19 979,113 $0.00 979,113 $3.83
Common Stock Common Stock Warrant Acquisiton 2011-11-22 2,588,235 $0.00 2,588,235 $4.25
Common Stock Option Right-to-Buy Acquisiton 2011-11-29 200,000 $0.00 200,000 $4.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
979,113 2011-09-19 2013-09-19 No 4 J Indirect
2,588,235 2011-11-22 2012-11-22 No 4 J Indirect
200,000 2011-11-29 2021-11-28 No 4 A Direct
Footnotes
  1. Option vests 100% upon the date of grant.
  2. Option was granted for no consideration.
  3. Granted for no consideration.
  4. Issued in connection with a convertible note issued to Hexagon, LLC.
  5. Issued in connection with the purchase of 2,588,235 shares of common stock by Very Hungry LLC.