Filing Details

Accession Number:
0001179110-11-015961
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-02 16:20:59
Reporting Period:
2011-11-30
Filing Date:
2011-12-02
Accepted Time:
2011-12-02 16:20:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
858655 Haynes International Inc HAYN Steel Works, Blast Furnaces & Rolling & Finishing Mills (3310) 061185400
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1393035 Iii C Marlin Losch 14634 Beacon Boulevard
Carmel IN 46032
Vp, Sales And Distribution No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-30 8,334 $29.25 20,884 No 4 M Direct
Common Stock Acquisiton 2011-11-30 4,166 $17.82 25,050 No 4 M Direct
Common Stock Disposition 2011-11-30 8,334 $60.63 16,716 No 4 S Direct
Common Stock Disposition 2011-11-30 4,166 $60.44 12,550 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Acquisiton 2011-11-30 8,334 $0.00 8,334 $29.25
Common Stock Employee Stock Option (right to buy) Acquisiton 2011-11-30 4,166 $0.00 4,166 $17.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-02-21 No 4 M Direct
2,084 2019-03-31 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.52 to $61.07, inclusive. The reporting person undertakes to provide Haynes International, Inc., any security holder of Haynes International, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) of this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.20 to $60.73, inclusive.
  3. The options became exercisable in three equal annual installments beginning on February 21, 2007.
  4. The options became exercisable in three equal annual installments beginning on March 31, 2010.