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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2011-12-02 14:32:04
Reporting Period:
Filing Date:
Accepted Time:
2011-12-02 14:32:04
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
704532 Nanometrics Inc NANO Measuring & Controlling Devices, Nec (3829) 942276314
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1296648 V Norman Coates C/o Nanometrics, Inc.
1550 Buckeye Drive
Milpitas CA 95035
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-30 6,267 $5.81 8,252 No 4 M Direct
Common Stock Disposition 2011-11-30 6,267 $16.83 1,985 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-11-30 6,267 $0.00 6,267 $5.81
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,667 2014-08-25 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,132,460 Indirect See footnote
  1. The price in Column 4 is a weighted average sale price. The prices actually received ranged from $16.75 to $16.92. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  2. Shares held of record by the Vincent J. Coates Separate Property Trust, U/D/T dated August 7, 1981, for which Norman Coates and Stella Coates act as co-trustees.
  3. The option becomes exercisable in three equal annual installments beginning on the first anniversary of the date of grant.