Filing Details

Accession Number:
0001225208-11-025650
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-02 13:09:36
Reporting Period:
2011-11-30
Filing Date:
2011-12-02
Accepted Time:
2011-12-02 13:09:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
908255 Borgwarner Inc BWA Motor Vehicle Parts & Accessories (3714) 133404508
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1091813 O Phyllis Bonanno 3850 Hamlin Road
Auburn Hills MI 48326
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-30 8,000 $13.25 24,115 No 4 M Direct
Common Stock Acquisiton 2011-11-30 8,000 $12.81 32,115 No 4 M Direct
Common Stock Disposition 2011-11-30 8,303 $65.99 23,812 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock option Disposition 2011-11-30 8,000 $0.00 8,000 $12.81
Common Stock Stock option Disposition 2011-11-30 8,000 $0.00 8,000 $13.25
Common Stock Phantom Stock Disposition 2011-12-01 13 $66.97 13 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-01-15 No 4 M Direct
0 2013-01-20 No 4 M Direct
6,031 No 4 I Direct
Footnotes
  1. The price reported in Colunmn 4 is a weighted average price. These shares were sold in multiple transactions ranging from $65.97 to $66.05, inclusive. The reporting person undertakes to provide BorgWarner, any security holder of BorgWarner, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote 1 of this Form 4.
  2. The listed securities were currently exercisable.
  3. Each share of phantom stock entitled the reporting person to receive, on the Transaction Date, the cash equivalent of one share of BorgWarner common stock. Prior to payment, the reporting person had the right to transfer the value of the phantom stock account into an alternative investment account.
  4. The phantom stock does not have an exercisable date or an expiration date.
  5. Column 9 includes the reporting person's total phantom stock holdings under the BorgWarner Inc. Board of Directors Deferred Compensation Plan as of the date of this report.