Filing Details

Accession Number:
0001181431-11-058373
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-02 12:58:19
Reporting Period:
2011-11-30
Filing Date:
2011-12-02
Accepted Time:
2011-12-02 12:58:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1227025 Neophotonics Corp NPTN Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1488795 Storrs Timothy Jenks 2911 Zanker Road
San Jose CA 95134
President, Ceo And Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-30 1,000 $4.68 3,798 No 4 P Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 26,946 Direct
Footnotes
  1. Represents shares held by the Timothy S. Jenks and Atsuko K. Jenks Declaration of Trust dated January 7, 1996.
  2. Balance includes non-reportable acquisition of 2,272 shares through the Company's 2010 Employee Stock Purchase Plan.