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Home > Insider Trading > Filing (0001209191-11-058973)

Filing Details

Accession Number:: 0001209191-11-058973
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-12-02 12:27:28
Reporting Period:: 2011-11-30

Filing Date:: 2011-12-02
Accepted Time:: 2011-12-02 12:27:28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1098146	Patriot National Bancorp Inc	PNBK	National Commercial Banks (6021)	061559137

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1343583	Christopher Maher	C/O Patriot National Bancorp, Inc. 900 Bedford Street Stamford CT 06901	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-11-30	9,300	$1.80	20,300	No	4	P	Direct
Common Stock	Acquisiton	2011-11-30	700	$1.80	21,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (right to buy)	$2.20		2020-10-25	750,000	750,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-10-25	750,000	750,000	Direct

Footnotes

The option becomes exercisable as to 20% of the underlying shares on an annual basis for 5 years beginning on October 15, 2011.