Filing Details

Accession Number:
0001209191-11-058872
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-02 10:15:27
Reporting Period:
2011-11-30
Filing Date:
2011-12-02
Accepted Time:
2011-12-02 10:15:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
108312 Woodward Inc. WWD Electrical Industrial Apparatus (3620) 361984010
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1113697 A John Halbrook 1000 E. Drake Road
Fort Collins CO 80525
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Woodward, Inc. Common Stock Disposition 2011-11-30 6,000 $41.40 770,827 No 4 S Direct
Woodward, Inc. Common Stock Disposition 2011-11-30 5,000 $41.65 765,827 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Woodward, Inc. Common Stock 230,000 Indirect By self as trustee for The Benita K. Halbrook Grantor Retained Annuity Trust
Woodward, Inc. Common Stock 5,000 Indirect By self as co-trustee for The Benita K. Halbrook Living Trust
Woodward, Inc. Common Stock 260,000 Indirect By self as holder of note. See footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Woodward, Inc. Common Stock Nonqualified Stock Option (right to buy) $7.74 2004-11-21 2013-11-21 168,000 168,000 Direct
Woodward, Inc. Common Stock Nonqualified Stock Option (right to buy) $11.91 2005-11-24 2014-11-24 48,000 48,000 Direct
Woodward, Inc. Common Stock Nonqualified Stock Option (right to buy) $18.49 2007-11-15 2016-11-15 8,200 8,200 Direct
Woodward, Inc. Common Stock Nonqualified Stock Option (right to buy) $32.73 2008-11-16 2017-11-16 5,700 5,700 Direct
Woodward, Inc. Common Stock Nonqualified Stock Option (right to buy) $18.67 2009-11-24 2018-11-24 3,800 3,800 Direct
Woodward, Inc. Common Stock Nonqualified Stock Option (right to buy) $23.18 2010-10-01 2019-10-01 7,600 7,600 Direct
Woodward, Inc. Common Stock Nonqualified Stock Option (right to buy) $32.04 2011-10-01 2020-10-01 6,200 6,200 Direct
Woodward, Inc. Common Stock Nonqualified Stock Option (right to buy) $25.57 2012-10-03 2021-10-03 6,700 6,700 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-11-21 168,000 168,000 Direct
2014-11-24 48,000 48,000 Direct
2016-11-15 8,200 8,200 Direct
2017-11-16 5,700 5,700 Direct
2018-11-24 3,800 3,800 Direct
2019-10-01 7,600 7,600 Direct
2020-10-01 6,200 6,200 Direct
2021-10-03 6,700 6,700 Direct
Footnotes
  1. Includes 352,962 shares of Woodward common stock that are pledged in a standard margin account; 3,250 shares held in a joint account with Mr. Halbrook's son; 3,759 shares held jointly with Mr. Halbrook's mother and over which Mr. Halbrook holds power of attorney; 189,855 shares held in the Halbrook Family Foundation; and 47,227 shares held in an individual retirement account.
  2. Mr. Halbrook beneficially owns 260,000 shares sold in 2011 to The Halbrook Family Irrevocable Trust (the "Halbrook Family Trust Shares"), of which Mr. Halbrook's children are the beneficiaries and trustees without dispositive power with respect to these shares. The Halbrook Family Trust Shares were sold by Mr. Halbrook in exchange for a promissory note in the principal amount of $8,936,200, accruing interest at the rate of 1.5% per year.
  3. Options become exercisable at a rate of 25% per year beginning on the exercisable date shown.