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Home > Insider Trading > Filing (0001181431-11-058292)

Filing Details

Accession Number:: 0001181431-11-058292
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-12-01 20:58:43
Reporting Period:: 2011-11-30

Filing Date:: 2011-12-01
Accepted Time:: 2011-12-01 20:58:43
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1227025	Neophotonics Corp	NPTN	Semiconductors & Related Devices (3674)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1488404	Daniel James Fay	2911 Zanker Road San Jose CA 95134	Vp, Cfo & Assistant Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-11-30	1,000	$4.68	42,611	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

Balance includes non-reportable acquisition of 1,692 shares through the Company's 2010 Employee Stock Purchase Plan.