Filing Details

Accession Number:
0001181431-11-058290
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-01 20:57:52
Reporting Period:
2011-11-30
Filing Date:
2011-12-01
Accepted Time:
2011-12-01 20:57:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1227025 Neophotonics Corp NPTN Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1489550 Yuen Wupen 2911 Zanker Road
San Jose CA 95134
Vp, Product Dev.& Engineering No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-30 1,000 $4.68 3,272 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Balance includes non-reportable acquisition of 2,272 shares through the Company's 2010 Employee Stock Purchase Plan.