Filing Details

Accession Number:
0001181431-11-058289
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-01 20:57:25
Reporting Period:
2011-11-30
Filing Date:
2011-12-01
Accepted Time:
2011-12-01 20:57:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1227025 Neophotonics Corp NPTN Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1488749 Ferris George Lipscomb 2911 Zanker Road
San Jose CA 95134
Vp, Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-30 1,000 $4.68 3,272 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Balance includes non-reportable acquisition of 2,272 shares through the Company's 2010 Employee Stock Purchase Plan.