Filing Details
- Accession Number:
- 0001209191-11-058634
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-12-01 11:39:21
- Reporting Period:
- 2011-11-21
- Filing Date:
- 2011-12-01
- Accepted Time:
- 2011-12-01 11:39:21
- Original Submission Date:
- 2011-11-23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1513363 | Fidus Investment Corp | FDUS | () | 275017321 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1350454 | Charles Thomas Lauer | C/O Fidus Investment Corporation 1603 Orrington Avenue, Suite 820 Evanston IL 60201 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-21 | 632 | $11.92 | 65,798 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-11-22 | 500 | $12.00 | 66,298 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- All information on this report was previously included on a Form 4 filed on November 23, 2011. This amendment is being filed solely to add the Power of Attorney as Exhibit 24.
- An aggregate of 632 shares of common stock were purchased in multiple trades on 11/21/2011 at prices ranging from $11.90 to $12.00, inclusive. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, Fidus Investment Corporation or a stockholder of Fidus Investment Corporation, full information regarding the number of shares and prices at which the transaction was effected.
- Includes 458.936 shares of common stock received by reporting person in 2011 pursuant to the Dividend Reinvestment Plan of Fidus Investment Corporation.
Billionaire Hedge Funds
