Filing Details
- Accession Number:
- 0001140361-11-055485
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-30 17:49:23
- Reporting Period:
- 2011-11-28
- Filing Date:
- 2011-11-30
- Accepted Time:
- 2011-11-30 17:49:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 917968 | Peets Coffee & Tea Inc | PEET | Miscellaneous Food Preparations & Kindred Products (2090) | 910863396 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1166903 | Gerald Baldwin | C/O Peet'S Coffee &Amp; Tea, Inc. 1400 Park Avenue Emeryville CA 94608 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-28 | 4,078 | $26.42 | 4,078 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-28 | 4,078 | $56.00 | 0 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-28 | 2,959 | $0.00 | 5,000 | No | 4 | G | Indirect | By Trust |
| Common Stock | Acquisiton | 2011-11-29 | 3,422 | $26.42 | 3,422 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-29 | 5,000 | $23.91 | 8,422 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-29 | 8,422 | $57.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | G | Indirect | By Trust |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-11-28 | 4,078 | $0.00 | 4,078 | $26.42 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-11-29 | 3,422 | $0.00 | 3,422 | $26.42 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-11-29 | 5,000 | $0.00 | 5,000 | $23.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,422 | 2017-05-24 | No | 4 | M | Direct | |
| 0 | 2017-05-24 | No | 4 | M | Direct | |
| 0 | 2018-05-22 | No | 4 | M | Direct |
Footnotes
- Inapplicable.
- Shares are held directly by The Baldwin Family Trust, of which the Reporting Person is Trustee.
- Fully vested.
Billionaire Hedge Funds
