Filing Details

Accession Number:
0001372041-11-000041
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-29 17:21:53
Reporting Period:
2011-11-25
Filing Date:
2011-11-29
Accepted Time:
2011-11-29 17:21:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1372041 Paetec Holding Corp. PAET Telephone Communications (No Radiotelephone) (4813) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1396339 K Algimantas Chesonis One Paetec Plaza
600 Willowbrook Office Park
Fairport NY 14450
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-25 8,114 $2.16 425,439 No 4 M Direct
Common Stock Acquisiton 2011-11-25 8,764 $1.85 434,203 No 4 M Direct
Common Stock Acquisiton 2011-11-25 24,669 $3.39 458,872 No 4 M Direct
Common Stock Acquisiton 2011-11-25 324 $3.86 459,196 No 4 M Direct
Common Stock Acquisiton 2011-11-25 11,930 $1.24 471,126 No 4 M Direct
Common Stock Acquisiton 2011-11-25 324 $1.37 471,450 No 4 M Direct
Common Stock Acquisiton 2011-11-25 3,500 $1.28 474,950 No 4 M Direct
Common Stock Disposition 2011-11-25 57,625 $5.12 417,325 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2011-11-25 324 $0.00 324 $2.16
Common Stock Employee Stock Option (right to buy) Disposition 2011-11-25 7,790 $0.00 7,790 $2.16
Common Stock Employee Stock Option (right to buy) Disposition 2011-11-25 649 $0.00 649 $1.85
Common Stock Employee Stock Option (right to buy) Disposition 2011-11-25 8,115 $0.00 8,115 $1.85
Common Stock Employee Stock Option (right to buy) Disposition 2011-11-25 324 $0.00 324 $3.39
Common Stock Employee Stock Option (right to buy) Disposition 2011-11-25 24,345 $0.00 24,345 $3.39
Common Stock Employee Stock Option (right to buy) Disposition 2011-11-25 324 $0.00 324 $3.86
Common Stock Employee Stock Option (right to buy) Disposition 2011-11-25 11,930 $0.00 11,930 $1.24
Common Stock Employee Stock Option (right to buy) Disposition 2011-11-25 324 $0.00 324 $1.37
Common Stock Employee Stock Option (right to buy) Disposition 2011-11-25 3,500 $0.00 3,500 $1.28
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-03-15 No 4 M Direct
0 2012-04-30 No 4 M Direct
0 2013-03-15 No 4 M Direct
0 2013-04-02 No 4 M Direct
0 2014-03-20 No 4 M Direct
0 2009-03-31 2014-03-31 No 4 M Direct
0 2015-03-15 No 4 M Direct
0 2015-12-29 No 4 M Direct
0 2016-03-15 No 4 M Direct
0 2019-03-02 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $5.12 to $5.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
  2. The option vested in four equal annual installments beginning on March 15, 2003.
  3. The option vested in four equal annual installments beginning on March 31, 2003.
  4. The option vested in four equal annual installments beginning on March 15, 2004.
  5. The option vested in four equal annual installments beginning on March 1, 2004.
  6. The option vested in four equal annual installments beginning on March 15, 2005.
  7. The option vested in four equal annual installments beginning on March 15, 2006.
  8. The option vested in four equal annual installments beginning on December 29, 2006.
  9. The option vested in four equal annual installments beginning on March 15, 2006.
  10. The option vested with respect to 3,500 shares in two equal annual installments beginning on March 2, 2010 and vested wtih respect to the remaining 3,500 shares on 11/15/2011.