Home > Insider Trading > Filing (0001019687-11-003716)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
891417	Applied Nanotech Holdings Inc	APNT	Communications Equipment, Nec (3669)	760273345

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1028775	P Douglas Baker	3006 Longhorn Blvd., Suite 107 Austin, TX 78758	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-11-23	40,500	$0.25	100,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option-Rt to Buy	$0.00		1,024,100	1,024,100	Direct
Common Stock	Stock Option-Rt to Buy	$0.33	2020-03-08	200,000	1,224,100	Direct
Common Stock	Stock Option-Rt to Buy	$0.44	2021-01-28	120,000	1,344,100	Direct
Common Stock	8% Convertible Note Payable	$0.25	2012-09-01	456,000	456,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	1,024,100	1,024,100	Direct
2020-03-08	200,000	1,224,100	Direct
2021-01-28	120,000	1,344,100	Direct
2012-09-01	456,000	456,000	Direct

Footnotes

Exercisable currently, at various prices from $0.33 to $2.73, expiring at various dates through 2021.
Granted March 2010 and vesting quarterly over a 24 month period. 150,000 of the 200,000 are currently exercisable.
Options vest if the Company achieves positive cash flow from operations in 2011. If positive cash flow is not achieved, options will expire 12/31/2011.
30 month note bearing interest at 8% per year and convertible into common stock at a rate of $0.25 per share at any time