Filing Details

Accession Number:
0001181431-11-057607
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-23 21:20:37
Reporting Period:
2011-11-18
Filing Date:
2011-11-23
Accepted Time:
2011-11-23 21:20:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1403853 Heckmann Corp HEK Oil & Gas Field Services, Nec (1389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
904781 J Richard Heckmann C/O Heckmann Corporation
300 Cherrington Parkway, Suite 200
Coraopolis PA 15108
Chairman & Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Disposition 2011-11-21 2,700 $5.87 12,352,036 No 4 S Indirect See footnote
Common Stock, Par Value $0.001 Disposition 2011-11-22 5,624 $5.67 12,346,412 No 4 S Indirect See footnote
Common Stock, Par Value $0.001 Disposition 2011-11-23 31,676 $5.98 12,314,736 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 250,000 Direct
Common Stock, Par Value $0.001 4,500 Indirect See footnote
Common Stock, Par Value $0.001 4,500 Indirect See footnote
Common Stock, Par Value $0.001 29,000 Indirect See footnote
Footnotes
  1. Sale was made pursuant to a trading plan under Rule 10b5-1 under the United States Securities and Exchange Act of 1934, as amended, which was adopted on November 15, 2011, and disclosed in the current report on Form 8-K filed by Heckmann Corp. with the United States Securities Exchange Commission on November 23, 2011, and reflects the decision of the broker hired to manage the plan.
  2. All shares are directly owned by Heckmann Acquisition, LLC, of which Heckmann Enterprises, Inc. is the sole member. The Reporting Person is the sole shareholder of Heckmann Enterprises, Inc. The Reporting Person disclaims beneficial ownership of the shares of the Issuer owned by Heckmann Acquisition, LLC except to the extent of his pecuniary interest therein, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
  3. Shares held of record by child who resides with Mr. Heckmann.
  4. Shares held of record by Wendy Hope Heckmann, who shares the Reporting Person's household. The Reporting Person disclaims beneficial ownership of the shares held by his spouse, except to the extent of his pecuniary interest therein, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose. See Form 4 filed November 22, 2011 related to transactions related to these shares.